This document provides information on certain conflicts of interest that exist with respect to Neuberger Berman Canada ULC’s business and its retail clients. The Firm has adopted policies and procedures reasonably designed to comply with applicable law (including its fiduciary duty under ERISA (as defined below)) and reduce and manage many of the conflicts described below, but it cannot eliminate or mitigate all conflicts. Please see NB Canada’s Form ADV, Part 2A brochure at www.nbprivatewealth.com/form-adv-part-2a-canada-ulc or contact your nb private wealth team for additional information regarding nb canada and its advisory services, or your investment advisory account(s).
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